The Process

Mortgage Rate Lock Guide

Locking your rate protects you from increases while your loan processes. Here is when to lock, what lock periods cost, and how float-down options work.

Locking your rate protects you from increases while your loan processes. Here is when to lock, what lock periods cost, and how float-down options work.

What Is a Rate Lock?

A mortgage rate lock is a lender guarantee that your interest rate will not change during a specified period — typically 30, 45, or 60 days — while your loan is being processed. Without a rate lock, your rate is subject to market fluctuation from day of application to closing.

When Should You Lock Your Rate?

Lock when you're comfortable with the rate and have a signed purchase contract. Common strategies:

  • Lock immediately at application — Protects from any upside risk; sacrifices potential downside benefit
  • Float for a few days — Watch the market; lock when you see a favorable dip. Risky if rates are volatile.
  • Float-down option — Lock, but if rates drop by a set amount (usually 0.25%), you can re-lock at the lower rate once. Costs 0.125–0.25% of loan.

Rate Lock Period Options

Lock PeriodTypical CostBest For
15 daysFreeRefinances near close
30 daysFreeStandard purchases
45 days0.125%–0.25%Complex purchases, new construction
60 days0.25%–0.5%Extended timelines
90–180 days0.5%–1.0%+New construction, extended timelines

What If Your Rate Lock Expires?

If your loan doesn't close before the lock expiration, you have options: extend the lock (0.125–0.25% per week typically), re-lock at current market rates (risk: rates may have risen), or close with a short-term lock if almost ready. Work with your lender proactively — flag potential delays at least 5–7 days before expiration.

Float-Down Options

A float-down option allows you to reduce your locked rate once if market rates drop by a threshold (usually 0.25–0.5%). Cost: typically 0.125–0.25% of loan amount. Worth considering in volatile rate environments where rates might fall, but you need protection against them rising.

Frequently Asked Questions

Match your lock period to your expected closing timeline plus a buffer. Standard purchases close in 30–45 days — a 45-day lock is appropriate. New construction or complex transactions may need 60–90 days. It's better to pay a small extension fee than to let your lock expire and be forced to accept higher market rates.
Standard rate locks are one-way — they protect you from rate increases but don't allow you to automatically capture rate decreases. A float-down option (additional cost) allows one downward adjustment if rates drop by a threshold. Without a float-down, if rates drop after your lock, you can't benefit unless you break the lock (usually involves re-pricing and potential cost).
Disclaimer: Smart Mortgage Guide provides educational content only. We are not a licensed mortgage lender, broker, or financial advisor. Rates, limits, and program details are subject to change. Always consult with a licensed mortgage professional before making financial decisions.